Phil Mottram - Nov 30, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Stock symbol
HPE
Transactions as of
Nov 30, 2022
Transactions value $
-$49,517
Form type
4
Date filed
12/1/2022, 05:10 PM
Previous filing
Jun 1, 2022
Next filing
Dec 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$49.5K -3K -7.89% $16.50 35K Nov 30, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +98.5 +1.71% 5.85K Jul 8, 2022 Common Stock 98.5 Direct F2, F3
transaction HPE Restricted Stock Units Award +618 +1.79% 35.2K Jul 8, 2022 Common Stock 618 Direct F2, F4
transaction HPE Restricted Stock Units Award +587 +1.82% 32.9K Jul 8, 2022 Common Stock 587 Direct F2, F5
transaction HPE Restricted Stock Units Award +1.83K +1.85% 101K Jul 8, 2022 Common Stock 1.83K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/09/22.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F4 As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F5 As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F6 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.