Robert L. Berner III - Nov 30, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Signature
/s/ Patrick A. Roney, Attorney-in-Fact for Robert L. Berner III
Stock symbol
VWE
Transactions as of
Nov 30, 2022
Transactions value $
$0
Form type
4
Date filed
12/1/2022, 03:43 PM
Previous filing
Apr 11, 2022
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +10.5K +61.38% $0.00 27.6K Nov 30, 2022 Direct F1, F2, F3
holding VWE Common Stock 6M Nov 30, 2022 By Bespoke Sponsor Capital LP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VWE Warrants to purchase common stock 8M Nov 30, 2022 Common stock 8M $11.50 By Bespoke Sponsor Capital LP F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock award was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. 100% of the restricted stock vests on 11/30/2023.
F2 Includes 10,478 shares of restricted stock.
F3 Includes 7,072 RSUs that vest on 04/07/2023.
F4 The securities reported are held by Bespoke Sponsor Capital LP (the "Sponsor"). Bespoke Capital Partners, LLC ("BCP") is the general partner of the Sponsor and the reporting person is one of the managing members of BCP. The reporting person shares voting and investment power with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of such securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.