Nathaniel S. Gardiner - Nov 23, 2022 Form 4 Insider Report for ENANTA PHARMACEUTICALS INC (ENTA)

Signature
/s/ Nathaniel S. Gardiner
Stock symbol
ENTA
Transactions as of
Nov 23, 2022
Transactions value $
$0
Form type
4
Date filed
11/28/2022, 05:34 PM
Previous filing
Feb 15, 2022
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENTA Common Stock Award $0 +21K +53.7% $0.00 60.1K Nov 23, 2022 Direct F1
holding ENTA Common Stock 28.1K Nov 23, 2022 By grantor retained annuity trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENTA Stock Option (right to buy) Award $0 +45K $0.00 45K Nov 23, 2022 Common Stock 45K $45.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.
F2 These shares are held by grantor retained annuity trusts created by the reporting person for the benefit of himself and his two adult children. Since February 2022, the reporting person's holdings in these trusts have increased by a net 7,133 shares of common stock.
F3 Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).