Timothy D. Proctor - 14 Nov 2022 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role: Director
Signature: /s/ Patrick A. Roney, Attorney-in-Fact for Timothy D. Proctor
Issuer symbol: N/A
Transactions as of: 14 Nov 2022
Net transactions value: +$33,150
Form type: 4
Filing time: 16 Nov 2022, 15:31:25 UTC
Previous filing: 11 Apr 2022
Next filing: 01 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VWE	Common Stock	Purchase	$33,150	+10,000	+59%	$3.32	27,072	14 Nov 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.2650 to $3.3197, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2	Includes 7,072 RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 04/07/2023.

Content

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.2650 to $3.3197, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Includes 7,072 RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 04/07/2023.