David P. Strauss - Nov 14, 2022 Form 4 Insider Report for LINDE PLC (LIN)

Role
Executive VP, Chief HR Officer
Signature
Anthony M. Pepper, Attorney-in-Fact
Stock symbol
LIN
Transactions as of
Nov 14, 2022
Transactions value $
-$1,432,403
Form type
4
Date filed
11/16/2022, 11:37 AM
Previous filing
Mar 23, 2022
Next filing
Feb 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $784K +6.61K +32.09% $118.71 27.2K Nov 14, 2022 Direct
transaction LIN Ordinary Shares Tax liability -$1.49M -4.44K -16.33% $335.56 22.7K Nov 14, 2022 Direct F1
transaction LIN Ordinary Shares Sale -$727K -2.17K -9.52% $335.61 20.6K Nov 14, 2022 Direct
holding LIN Ordinary Shares 1.85K Nov 14, 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Options (right to buy) Options Exercise $0 -6.61K -50% $0.00 6.61K Nov 14, 2022 Ordinary Shares 6.61K $118.71 Direct F10
holding LIN Restricted Stock Units 1.18K Nov 14, 2022 Ordinary Shares 1.18K Direct F2
holding LIN Restricted Stock Units 1.52K Nov 14, 2022 Ordinary Shares 1.52K Direct F3
holding LIN Restricted Stock Units 1.72K Nov 14, 2022 Ordinary Shares 1.72K Direct F4
holding LIN Stock Options (right to buy) 10.2K Nov 14, 2022 Ordinary Shares 10.2K $270.99 Direct F5
holding LIN Stock Options (right to buy) 15.9K Nov 14, 2022 Ordinary Shares 15.9K $253.68 Direct F6
holding LIN Stock Options (right to buy) 20.9K Nov 14, 2022 Ordinary Shares 20.9K $173.13 Direct F7
holding LIN Stock Options (right to buy) 21K Nov 14, 2022 Ordinary Shares 21K $176.63 Direct F8
holding LIN Stock Options (right to buy) 22.6K Nov 14, 2022 Ordinary Shares 22.6K $154.00 Direct F9
holding LIN Deferred Stock Units 154 Nov 14, 2022 Ordinary Shares 154 Direct F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock withheld to cover the exercise price and tax withholdings.
F2 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F3 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F4 Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F5 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F6 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F7 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F8 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F9 This option vested over three years in three consecutive equal annual installments beginning on February 27, 2019.
F10 This option vested over three years in three consecutive equal annual installments beginning on February 28, 2018.
F11 Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F12 Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.