Stephen A. Ellis - 10 Nov 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role: Director
Signature: /s/ Kristopher R. Tate, Attorney-in-fact
Issuer symbol: SCHW
Transactions as of: 10 Nov 2022
Net transactions value: +$312,271
Form type: 4
Filing time: 14 Nov 2022, 15:26:57 UTC
Previous filing: 05 Oct 2022
Next filing: 05 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCHW	Common Stock	Options Exercise	$36,704	+2,685	+121%	$13.67^*	4,899	10 Nov 2022	Direct	F1
transaction	SCHW	Common Stock	Options Exercise	$275,567	+14,345		$19.21	4,899	10 Nov 2022	Direct	F1
holding	SCHW	Common Stock						58,657	10 Nov 2022	by Trust	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCHW	Nonqualified Stock Option (right to buy)	Options Exercise	$0	-2,685	-100%	$0.000000^*	0	10 Nov 2022	Common Stock	2,685	$13.67	Direct	F2
transaction	SCHW	Nonqualified Stock Option (right to buy)	Options Exercise	$0	-14,345	-100%	$0.000000^*	0	10 Nov 2022	Common Stock	14,345	$19.21	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.
F2	The option was granted under the company's 2004 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F3	The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.