| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Humana Common | Options Exercise | $855K | +2.44K | +61.51% | $350.79 | 6.4K | Nov 3, 2022 | Direct | |
| transaction | HUM | Humana Common | Options Exercise | $568K | +1.51K | +23.57% | $376.61 | 7.91K | Nov 3, 2022 | Direct | F12 |
| transaction | HUM | Humana Common | Sale | -$2.23M | -3.95K | -49.89% | $566.36 | 3.96K | Nov 3, 2022 | Direct | F12 |
| transaction | HUM | Humana Common | Sale | -$950K | -1.68K | -42.35% | $565.99 | 2.28K | Nov 3, 2022 | Direct | F12 |
| transaction | HUM | Humana Common | Gift | $0 | -100 | -4.38% | $0.00 | 2.18K | Nov 4, 2022 | Direct | F13 |
| holding | HUM | Humana Common | 2.14K | Nov 3, 2022 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Options | Options Exercise | $0 | -2.44K | -56.7% | $0.00 | 1.86K | Nov 3, 2022 | Humana Common | 2.44K | $350.79 | Direct | F2 |
| transaction | HUM | Options | Options Exercise | $0 | -1.51K | -33.33% | $0.00 | 3.02K | Nov 3, 2022 | Humana Common | 1.51K | $376.61 | Direct | F3 |
| holding | HUM | Options | 3.79K | Nov 3, 2022 | Humana Common | 3.79K | $428.68 | Direct | F4 | |||||
| holding | HUM | Options | 5.56K | Nov 3, 2022 | Humana Common | 5.56K | $425.06 | Direct | F5 | |||||
| holding | HUM | Restricted Stock Units | 285 | Nov 3, 2022 | Humana Common | 285 | Direct | F6, F7 | ||||||
| holding | HUM | Restricted Stock Units | 733 | Nov 3, 2022 | Humana Common | 733 | Direct | F6, F8 | ||||||
| holding | HUM | Restricted Stock Units | 622 | Nov 3, 2022 | Humana Common | 622 | Direct | F6, F9 | ||||||
| holding | HUM | Restricted Stock Units | 1.54K | Nov 3, 2022 | Humana Common | 1.54K | Direct | F6, F10 | ||||||
| holding | HUM | Phantom Stock Units | 320 | Nov 3, 2022 | Humana Common | 320 | See Footnote. | F11 |
| Id | Content |
|---|---|
| F1 | Shares held for the benefit of the reporting person as of October 31, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| F2 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| F4 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. |
| F5 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. |
| F6 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
| F7 | Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |
| F8 | Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| F9 | Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24. |
| F10 | Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| F11 | Phantom Stock Units held for the benefit of reporting person as of October 31, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. |
| F12 | Price reported is weighted average sales price. |
| F13 | Shares disposed of represent gift/charitable donation, effective November 4, 2022 in which no value was received in return. |