| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPH | Common Stock | Tax liability | $2,346 | -4,468 | -1% | $0.5251 | 426,271 | 01 Nov 2022 | Direct | F1, F2 |
| holding | UPH | Common Stock | 430,739 | 01 Nov 2022 | Direct | F1 | |||||
| holding | UPH | Common Stock | 1,222,082 | 01 Nov 2022 | TTC Healthcare Partners, LLC | F3 | |||||
| holding | UPH | Common Stock | 1,861,645 | 01 Nov 2022 | Rewi Enterprises, LLC | F4 |
| Id | Content |
|---|---|
| F1 | Includes Restricted Stock Units ("Prior RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules. |
| F2 | The Company may withhold shares of stock subject to the Prior RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such Prior RSUs issued to Reporting Person. |
| F3 | Mr. Beck has been an indirect equity owner and is the chairman of the board of directors of TTC Healthcare Partners, LLC ("TTC"), and as such, Mr. Beck may be deemed the beneficial owner of shares owned by TTC. Mr. Beck disclaims beneficial ownership of the shares held by TTC, except to the extent of his pecuniary interest therein, and the reporting herein of the shares held by TTC shall not be construed as an admission that Mr. Beck is the beneficial owner of those shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. |
| F4 | Rewi Enterprises, LLC, which is a direct member of TTC and of which Mr. Beck is the sole owner. |