Peter J. Morgan III - 31 Oct 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
MD, EVP, and General Counsel
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
31 Oct 2022
Net transactions value
-$278,590
Form type
4
Filing time
02 Nov 2022, 16:54:04 UTC
Previous filing
03 Mar 2022
Next filing
03 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $307,378 +7,322 +160% $41.98 11,900 31 Oct 2022 Direct
transaction SCHW Common Stock Sale $585,968 -7,322 -62% $80.03 4,578 31 Oct 2022 Direct F1
holding SCHW Common Stock 56 31 Oct 2022 by ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -7,322 -33% $0.000000 14,643 31 Oct 2022 Common Stock 7,322 $41.98 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $79.95 to $80.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This information is based on a plan statement as of September 30, 2022.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney