Neil B. MacDonald - Oct 23, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM of Compute
Signature
Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Stock symbol
HPE
Transactions as of
Oct 23, 2022
Transactions value $
$88,987
Form type
4
Date filed
10/25/2022, 07:36 PM
Previous filing
Jan 6, 2022
Next filing
Dec 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $187K +13.9K +508.53% $13.47 16.6K Oct 23, 2022 Direct F1
transaction HPE Common Stock Tax liability -$64.7K -4.8K -28.91% $13.47 11.8K Oct 23, 2022 Direct
transaction HPE Common Stock Sale -$33.3K -2.45K -20.76% $13.60 9.36K Oct 25, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -13.9K -100% 0 Oct 23, 2022 Common Stock 13.9K Direct F3, F4, F5
transaction HPE Restricted Stock Units Award +384 +3.08% 12.9K Jan 7, 2022 Common Stock 384 Direct F3, F6
transaction HPE Restricted Stock Units Award +1.37K +3.21% 44K Jan 7, 2022 Common Stock 1.37K Direct F3, F7
transaction HPE Restricted Stock Units Award +3.24K +3.32% 101K Jan 7, 2022 Common Stock 3.24K Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total beneficial ownership includes the acquisition of 7.6590 shares at $17.2141 per share received on 01/07/22 through dividends paid in shares, 8.2690 shares at $16.0544 per share received on 04/08/22 through dividends paid in shares, 10.0510 shares at $13.3076 per share received on 07/08/22 through dividends paid in shares, and 10.7460 shares at $12.5591 per share received on 10/07/22 through dividends paid in shares.
F2 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/22.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 10/23/19, the reporting person was granted 37,453 Restricted Stock Units ("RSUs"), 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which vested on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4606 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 93.0559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 113.5861 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 120.2408 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F5 The number of derivative securities in column 5 also reflects 1,400 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6566 due to fractional rounding of the dividend.
F6 As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.0788 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 86.2658 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 105.2980 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 111.4671 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F7 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.99470 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 307.48320 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 375.32070 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 397.30980 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F8 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.21540 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 726.92420 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.29950 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.28410 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.