Richard E. Buller - Oct 20, 2022 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
Oct 20, 2022
Transactions value $
-$2,991
Form type
4
Date filed
10/24/2022, 04:14 PM
Previous filing
Sep 1, 2022
Next filing
Dec 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Sale -$2.99K -300 -3.08% $9.97 9.45K Oct 20, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 12.7K Oct 20, 2022 Common Stock 12.7K $5.10 Direct F3
holding CELC Stock Option (right to buy) 4.56K Oct 20, 2022 Common Stock 4.56K $5.50 Direct F3
holding CELC Stock Option (right to buy) 2.31K Oct 20, 2022 Common Stock 2.31K $5.50 Direct F3
holding CELC Stock Option (right to buy) 19.6K Oct 20, 2022 Common Stock 19.6K $5.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.
F2 Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.
F3 100% vested.
F4 This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.