Yvette M. Heinrichson - 03 Oct 2022 Form 3 Insider Report for SWK Holdings Corp (SWKH)

Role
Chief Financial Officer
Signature
/s/ Yvette Heinrichson
Issuer symbol
SWKH
Transactions as of
03 Oct 2022
Net transactions value
$0
Form type
3
Filing time
05 Oct 2022, 07:00:35 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SWKH Stock Option (Right to Buy) 03 Oct 2022 Common Stock 18,750 $12.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to the Company's 2010 Equity Incentive Plan and form of Stock Option Award Agreement. The option started vesting on December 31, 2019, and vested ratably over three years. As of the Date of Event hereof, the option is fully vested and exercisable.