Daniel Joseph Houston - Aug 11, 2022 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Alex P. Montz
Stock symbol
PFG
Transactions as of
Aug 11, 2022
Transactions value $
-$17,283,707
Form type
4
Date filed
8/15/2022, 11:59 AM
Previous filing
Jun 28, 2022
Next filing
Oct 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $1.9M +42.4K +37.09% $44.88 157K Aug 11, 2022 Direct
transaction PFG Common Stock Award $2.67M +42.5K +27.1% $62.78 199K Aug 11, 2022 Direct
transaction PFG Common Stock Disposed to Issuer -$6.63M -84.8K -42.61% $78.09 114K Aug 11, 2022 Direct F1, F2
transaction PFG Common Stock Award $748K +16.7K +14.59% $44.88 131K Aug 12, 2022 Direct
transaction PFG Common Stock Award $7.48M +119K +91.02% $62.78 250K Aug 12, 2022 Direct
transaction PFG Common Stock Disposed to Issuer -$10.7M -136K -54.32% $78.44 114K Aug 12, 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$634K -14.1K -71.77% $44.88 5.56K Aug 11, 2022 Common Stock 14.1K $44.88 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$634K -14.1K -71.77% $44.88 5.56K Aug 11, 2022 Common Stock 14.1K $44.88 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$634K -14.1K -71.77% $44.88 5.56K Aug 11, 2022 Common Stock 14.1K $44.88 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$889K -14.2K -26.26% $62.78 39.7K Aug 11, 2022 Common Stock 14.2K $62.78 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$889K -14.2K -26.26% $62.78 39.7K Aug 11, 2022 Common Stock 14.2K $62.78 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$889K -14.2K -26.26% $62.78 39.7K Aug 11, 2022 Common Stock 14.2K $62.78 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$249K -5.56K -100% $44.88 0 Aug 12, 2022 Common Stock 5.56K $44.88 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$249K -5.56K -100% $44.88 0 Aug 12, 2022 Common Stock 5.56K $44.88 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$249K -5.56K -100% $44.88 0 Aug 12, 2022 Common Stock 5.56K $44.88 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$2.49M -39.7K -100% $62.78 0 Aug 12, 2022 Common Stock 39.7K $62.78 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$2.49M -39.7K -100% $62.78 0 Aug 12, 2022 Common Stock 39.7K $62.78 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$2.49M -39.7K -100% $62.78 0 Aug 12, 2022 Common Stock 39.7K $62.78 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/13/2022
F2 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $78.00 to $78.24, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $78.00 to $78.96, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.