Key facts
- This page summarizes Daniel J. Thoren's Form 4 filing for GRAHAM CORP (GHM).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 05 Aug 2022, 16:34.
Daniel J. Thoren - 04 Aug 2022 Form 4 Insider Report for GRAHAM CORP (GHM)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- GHM
- Reported as of
- 04 Aug 2022
- Net transaction value
- +$58,725
- SEC form
- 4
- Accepted by SEC
- 05 Aug 2022, 16:34:45 UTC
- Prior SEC filing
- 03 Aug 2022
- Next SEC filing
- 18 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel J. Thoren filed Form 4 for GRAHAM CORP (GHM) on 05 Aug 2022.
Change
- Previous filing in this sequence was filed on 03 Aug 2022.
- Current net transaction value: +$58,725.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GHM
transaction
Common Stock
Purchase
- Transaction value
- $58,725
- Shares
- +7,500
- Change %
- +2.4%
- Price
- $7.83
- Shares after
- 318,191
- Date
- 04 Aug 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,420
- Date
- 04 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,420
- Exercise price
- $0.000000
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.75 to $7.85, inclusive. Mr. Thoren undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F2
Includes 2,009 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
Footnote F3
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.