Key facts
- This page summarizes Mark A. Denien's Form 4 filing for DUKE REALTY CORP.
- 4 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 03 Aug 2022, 16:42.
Mark A. Denien - 01 Aug 2022 Form 4 Insider Report for DUKE REALTY CORP
- Reporting relationship
- EVP & CFO
- Issuer ticker
- N/A
- Reported as of
- 01 Aug 2022
- Net transaction value
- -$9,297,879
- SEC form
- 4
- Accepted by SEC
- 03 Aug 2022, 16:42:10 UTC
- Prior SEC filing
- 14 Feb 2022
- Next SEC filing
- 18 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- Neal A. Lewis for Mark A. Denien per POA prev. filed.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark A. Denien filed Form 4 for DUKE REALTY CORP on 03 Aug 2022.
Change
- Previous filing in this sequence was filed on 14 Feb 2022.
- Current net transaction value: -$9,297,879.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DRE
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +140,000
- Change %
- Price
- Shares after
- 140,000
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
DRE
transaction
Common Stock
Sale
- Transaction value
- $8,698,200
- Shares
- -140,000
- Change %
- -100%
- Price
- $62.13
- Shares after
- 0
- Date
- 03 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
DRE
transaction
Common Stock
Sale
- Transaction value
- $599,679
- Shares
- -9,652
- Change %
- -100%
- Price
- $62.13
- Shares after
- 0
- Date
- 03 Aug 2022
- Ownership
- By 401(k) Plan
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DRE
transaction
Derivative
Units
Conversion of derivative security
- Transaction value
- $0
- Shares
- -140,000
- Change %
- -62%
- Price
- $0.000000
- Shares after
- 85,254
- Date
- 01 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 140,000
- Exercise price
- Footnotes
- F1, F9
DRE
holding
Derivative
LTIP Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,469
- Date
- 01 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,469
- Exercise price
- Footnotes
- F4, F5
DRE
holding
Derivative
LTIP Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,188
- Date
- 01 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,188
- Exercise price
- Footnotes
- F4, F6
DRE
holding
Derivative
LTIP Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,724
- Date
- 01 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,724
- Exercise price
- Footnotes
- F4, F7
DRE
holding
Derivative
LTIP Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 63,114
- Date
- 01 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 63,114
- Exercise price
- Footnotes
- F4, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
The Reporting Person redeemed 140,000 Common Units of Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner. Common Units are described in footnote 9.
Footnote F2
In addition to security ownership disclosed above in Table I, Reporting Person's beneficial ownership of company securities includes derivative LTIP partnership unit securities disclosed in Table II.
Footnote F3
Between February 14, 2022 and August 3, 2022, the Reporting Person acquired 12 shares of DRE's common stock under the Company's 401(k) Plan.
Footnote F4
Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When both earned and vested, each LTIP Unit will automatically convert into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of the grant.
Footnote F5
LTIP Units vest in three equal installments beginning on February 10, 2021 and have no expiration date.
Footnote F6
LTIP Units vest in three equal installments beginning on February 10, 2022 and have no expiration date.
Footnote F7
LTIP Units vest in three equal installments beginning on February 10, 2023 and have no expiration date.
Footnote F8
LTIP Units awarded in lieu of performance share plan units, upon meeting the performance-based conditions and pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 4 and have no expiration date.
Footnote F9
Represents LTIP Units that have converted to Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of grant and have no expiration date.