Lawrence Schimmel - 02 Apr 2022 Form 4 Insider Report for Nutex Health, Inc. (NUTX)

Signature
/s/ Lawrence Schimmel
Issuer symbol
NUTX
Transactions as of
02 Apr 2022
Net transactions value
-$3,037,489,436
Form type
4
Filing time
02 Aug 2022, 14:26:00 UTC
Previous filing
08 Apr 2022
Next filing
04 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUTX Common Stock Conversion of derivative security $30,375 +19,597 +8.4% $1.55 253,645 02 Apr 2022 Direct
transaction NUTX Common Stock Exercise of in-the-money or at-the-money derivative security $15,188 +9,799 +3.9% $1.55 263,444 02 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUTX Convertible Promissory Note Conversion of derivative security $3,037,535,000 -30,375 -100% $100000.00* 0 02 Apr 2022 Common Stock 19,597 $1.55 Direct F1
transaction NUTX Warrant Exercise of in-the-money or at-the-money derivative security $0 -9,799 -100% $0.000000* 0 02 Apr 2022 Common Stock 9,799 $1.55 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Convertible Promissory Note originally issued on 11/19/2019 and amended by (i) Assignment and Consent Agreement and Amendment to Subscription Agreement, Convertible Debenture and Warrant dated 9/30/2020 and (ii) Second Amendment to Convertible Promissory Note dated 1/29/2021.
F2 Warrant No. 2019A-14 issued on 12/31/2019 and amended by (i) Assignment and Consent Agreement and Amendment to Subscription Agreement, Convertible Debenture and Warrant dated 9/30/2020 and (ii) Second Amendment to Convertible Promissory Note dated 1/29/2021.