| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Humana Common | Options Exercise | $0 | +291 | +7.73% | $0.00 | 4.06K | Jul 1, 2022 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$64.1K | -136 | -3.35% | $471.48 | 3.92K | Jul 1, 2022 | Direct | F13 |
| transaction | HUM | Humana Common | Gift | $0 | -125 | -3.19% | $0.00 | 3.8K | Jun 22, 2022 | Direct | F14 |
| holding | HUM | Humana Common | 2.14K | Jul 1, 2022 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Restricted Stock Units | Options Exercise | $0 | -291 | -100% | $0.00* | 0 | Jul 1, 2022 | Humana Common | 291 | Direct | F6, F7 | |
| holding | HUM | Options | 4.3K | Jul 1, 2022 | Humana Common | 4.3K | $350.79 | Direct | F2 | |||||
| holding | HUM | Options | 4.52K | Jul 1, 2022 | Humana Common | 4.52K | $376.61 | Direct | F3 | |||||
| holding | HUM | Options | 3.79K | Jul 1, 2022 | Humana Common | 3.79K | $428.68 | Direct | F4 | |||||
| holding | HUM | Options | 5.56K | Jul 1, 2022 | Humana Common | 5.56K | $425.06 | Direct | F5 | |||||
| holding | HUM | Restricted Stock Units | 285 | Jul 1, 2022 | Humana Common | 285 | Direct | F6, F8 | ||||||
| holding | HUM | Restricted Stock Units | 733 | Jul 1, 2022 | Humana Common | 733 | Direct | F6, F9 | ||||||
| holding | HUM | Restricted Stock Units | 933 | Jul 1, 2022 | Humana Common | 933 | Direct | F6, F10 | ||||||
| holding | HUM | Restricted Stock Units | 1.54K | Jul 1, 2022 | Humana Common | 1.54K | Direct | F6, F11 | ||||||
| holding | HUM | Phantom Stock Units | 320 | Jul 1, 2022 | Humana Common | 320 | See Footnote. | F12, F13 |
| Id | Content |
|---|---|
| F1 | Shares held for the benefit of the reporting person as of June 30, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| F2 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| F4 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. |
| F5 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. |
| F6 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
| F7 | Restricted stock units granted to reporting person on 07/01/19, 33% of the award is vesting on 07/01/20, 07/01/21, and 07/01/22. |
| F8 | Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |
| F9 | Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| F10 | Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24. |
| F11 | Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| F12 | Phantom Stock Units held for the benefit of reporting person as of June 30, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. |
| F13 | Shares disposed of represent taxes withheld on the vesting. |
| F14 | Shares reported represent a gift/charitable donation effective June 22, 2022, in which no value was received in return. |