Anil Kapur - Jun 30, 2022 Form 4 Insider Report for GERON CORP (GERN)

Role
EVP, Corp Strategy & CCO
Signature
/s/ Olivia Bloom for Anil Kapur
Stock symbol
GERN
Transactions as of
Jun 30, 2022
Transactions value $
$14,499
Form type
4
Date filed
7/1/2022, 09:25 PM
Previous filing
Feb 18, 2022
Next filing
Oct 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GERN Common Stock Award $14.5K +13.1K +38.27% $1.11 47.2K Jun 30, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Geron Corporation. 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 3, 2022 through June 30, 2022. This transaction is exempt under Rule 16b-3(c).
F2 In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2022.
F3 The total securities beneficially owned 47,195 shares includes previous purchases under the ESPP.