Devkumar Dilip Ganguly - 16 Jun 2022 Form 4 Insider Report for Jackson Financial Inc. (JXN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Jun 2022, 07:20:37 UTC
Prior SEC filing
17 May 2022
Next SEC filing
19 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kristan L. Richardson, as Attorney-in-Fact

Key filing fact

Devkumar Dilip Ganguly filed Form 4 for Jackson Financial Inc. (JXN) on 21 Jun 2022.

Key facts

  • This page summarizes Devkumar Dilip Ganguly's Form 4 filing for Jackson Financial Inc. (JXN).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Jun 2022, 07:20.

Change

  • Previous filing in this sequence was filed on 17 May 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JXN transaction

Common Stock

Award

Transaction value
$0
Shares
+600
Change %
+0.69%
Price
$0.000000
Shares after
87,129
Date
16 Jun 2022
Ownership
Direct
Footnotes
F1
JXN transaction

Common Stock

Award

Transaction value
$0
Shares
+305
Change %
+0.35%
Price
$0.000000
Shares after
87,434
Date
16 Jun 2022
Ownership
Direct
Footnotes
F2
JXN transaction

Common Stock

Award

Transaction value
$0
Shares
+114
Change %
+0.13%
Price
$0.000000
Shares after
87,549
Date
16 Jun 2022
Ownership
Direct
Footnotes
F3
JXN transaction

Common Stock

Award

Transaction value
$0
Shares
+226
Change %
+0.26%
Price
$0.000000
Shares after
87,774
Date
16 Jun 2022
Ownership
Direct
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JXN transaction Derivative

Restricted Share Units

Award

Transaction value
$0
Shares
+200
Change %
+2%
Price
$0.000000
Shares after
10,281
Date
16 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200
Exercise price
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity of 39,314 RSUs originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan. The RSUs fully vest on April 9, 2023, subject to continued employment through such date. Upon vesting, 75% of the total number of RSUs acquired in October 2021 will settle in shares, and the remaining 25% of the RSUs will be paid out in cash.

Footnote F2

Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 15,003 RSUs. These RSUs vest over 30 months in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Footnote F3

Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Footnote F4

Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 11,247 RSUs. The RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Footnote F5

Reflects 25% of Restricted Share Units ("RSUs") that were originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan, and were reported entirely in Table I in a Form 4 filed on March 14, 2022. Since these RSUs will be settled in cash, they are now reported in Table II. The amount also reflects a June 16, 2022, distribution of dividend equivalents in the form of RSUs that are subject to the same terms and conditions as the underlying equity, as described in Footnote 1.

SEC remarks

Power of Attorney on file.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .