| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Common Stock | Options Exercise | $390 K | +5.88 K | +5.98% | $66.27 | 104 K | Jun 15, 2022 | Direct | F1, F2 |
| transaction | BALL | Common Stock | Tax liability | -$171 K | -2.58 K | -2.48% | $66.27 | 102 K | Jun 15, 2022 | Direct | F2, F3 |
| holding | BALL | Common Stock | 9.91 K | Jun 15, 2022 | By Spouse | F2, F4 | |||||
| holding | BALL | Common Stock | 1.89 K | Jun 15, 2022 | 401(k) Plan | F2, F5 | |||||
| holding | BALL | Common Stock | 1.1 K | Jun 15, 2022 | 401(k) Plan by Spouse | F2, F4, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Restricted Stock Units | Award | $0 | +7 K | $0.00 | 7 K | Jun 15, 2022 | Common Stock | 7 K | Direct | F2, F6, F7, F8 | ||
| transaction | BALL | Restricted Stock Units | Options Exercise | $0 | -5.88 K | -11.14% | $0.00 | 46.9 K | Jun 15, 2022 | Common Stock | 5.88 K | Direct | F2, F6, F9 |
| Id | Content |
|---|---|
| F1 | Common stock acquired upon the lapse of Table II Restricted Stock Units. |
| F2 | The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. |
| F3 | Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. |
| F4 | The reporting person expressly disclaims beneficial ownership of these securities. |
| F5 | Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| F6 | Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. |
| F7 | Restricted Stock Units grant in conjunction with the Deposit Share Program. |
| F8 | The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. |
| F9 | Lapse of restrictions on Restricted Stock Units. |