A. Dullum David - Jun 14, 2022 Form 4 Insider Report for GLADSTONE INVESTMENT CORPORATION\DE (GAIN)

Role
President
Signature
/s/ Michael LiCalsi, attorney-in-fact
Stock symbol
GAIN
Transactions as of
Jun 14, 2022
Transactions value $
$50,995
Form type
4
Date filed
6/15/2022, 01:11 PM
Previous filing
Feb 24, 2022
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIN Common Stock Purchase $51K +4K +2.96% $12.75 139K Jun 14, 2022 Direct
holding GAIN Common Stock 1.35K Jun 14, 2022 By Spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.