David A. R. Dullum - 14 Jun 2022 Form 4 Insider Report for GLADSTONE INVESTMENT CORPORATION\DE (GAIN)

Role
President
Signature
/s/ Michael LiCalsi, attorney-in-fact
Issuer symbol
GAIN
Transactions as of
14 Jun 2022
Net transactions value
+$50,995
Form type
4
Filing time
15 Jun 2022, 13:11:59 UTC
Previous filing
24 Feb 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIN Common Stock Purchase $50,995 +4,000 +3% $12.75 138,916 14 Jun 2022 Direct
holding GAIN Common Stock 1,349 14 Jun 2022 By Spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.