Key facts
- This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 10 Jun 2022, 16:32.
Alan E. Smith - 29 May 2022 Form 4 Insider Report for GRAHAM CORP (GHM)
- Reporting relationship
- VP & General Manager - Batavia
- Issuer ticker
- GHM
- Reported as of
- 29 May 2022
- Net transaction value
- -$16,034
- SEC form
- 4
- Accepted by SEC
- 10 Jun 2022, 16:32:42 UTC
- Prior SEC filing
- 24 May 2022
- Next SEC filing
- 21 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 10 Jun 2022.
Change
- Previous filing in this sequence was filed on 24 May 2022.
- Current net transaction value: -$16,034.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GHM
transaction
Common Stock
Tax liability
- Transaction value
- $3,850
- Shares
- -526
- Change %
- -0.94%
- Price
- $7.32
- Shares after
- 55,481
- Date
- 29 May 2022
- Ownership
- Direct
- Footnotes
- F1
GHM
transaction
Common Stock
Tax liability
- Transaction value
- $5,328
- Shares
- -722
- Change %
- -1.3%
- Price
- $7.38
- Shares after
- 54,759
- Date
- 01 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
GHM
transaction
Common Stock
Tax liability
- Transaction value
- $6,855
- Shares
- -760
- Change %
- -1.4%
- Price
- $9.02
- Shares after
- 53,999
- Date
- 09 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,158
- Date
- 29 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,158
- Exercise price
- $0.000000
- Footnotes
- F2
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 18,315
- Date
- 29 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,315
- Exercise price
- $0.000000
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
Footnote F2
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.
Footnote F3
These restricted stock units, which convert into common stock on a one-for-one basis, vest on the third anniversary of the date of grant, except as otherwise provided in the award notice.