Thomas E. Black Jr - Jun 7, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Stock symbol
HPE
Transactions as of
Jun 7, 2022
Transactions value $
-$142,216
Form type
4
Date filed
6/9/2022, 07:02 PM
Previous filing
Jan 6, 2022
Next filing
Dec 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $140K +11.3K $12.36 11.3K Jun 7, 2022 Direct
transaction HPE Common Stock Sale -$173K -11.3K -100% $15.26 0 Jun 7, 2022 Direct F1
transaction HPE Common Stock Options Exercise $150K +17K $8.83 17K Jun 7, 2022 Direct
transaction HPE Common Stock Sale -$259K -17K -100% $15.26 0 Jun 7, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Employee Stock Option (right to buy) Options Exercise $0 -11.3K -100% $0.00* 0 Jun 7, 2022 Common Stock 11.3K $12.36 Direct F2, F3
transaction HPE Employee Stock Option (right to buy) Options Exercise $0 -17K -100% $0.00* 0 Jun 7, 2022 Common Stock 17K $8.83 Direct F2, F3
transaction HPE Restricted Stock Units Award +243 +1.34% 18.4K Jan 7, 2022 Common Stock 243 Direct F4, F5
transaction HPE Restricted Stock Units Award +596 +1.4% 43.3K Jan 7, 2022 Common Stock 596 Direct F4, F6
transaction HPE Restricted Stock Units Award +1.41K +1.45% 98.9K Jan 7, 2022 Common Stock 1.41K Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F2 This option became exercisable beginning on this date and is fully vested.
F3 This option is no longer exercisable beginning on this date.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 As previously reported, on 12/10/19, the reporting person was granted 50,505 Restricted Stock Units ("RSUs"), 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.9335 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 125.4783 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
F6 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.9947 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 307.4832 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
F7 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.