Thomas E. Black Jr. - 07 Jun 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Reporting relationship: EVP, GM, Storage
Issuer ticker: HPE
Reported as of: 07 Jun 2022
Net transaction value: -$142,216
SEC form: 4
Accepted by SEC: 09 Jun 2022, 19:02:04 UTC
Prior SEC filing: 06 Jan 2022
Next SEC filing: 12 Dec 2022
Source filing: View source filing
Reporting owner signature: Derek Windham as Attorney-in-Fact for Thomas E Black Jr

Key filing fact

Thomas E. Black Jr. filed Form 4 for Hewlett Packard Enterprise Co (HPE) on 09 Jun 2022.

Key facts

This page summarizes Thomas E. Black Jr.'s Form 4 filing for Hewlett Packard Enterprise Co (HPE).
9 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 09 Jun 2022, 19:02.

Change

Previous filing in this sequence was filed on 06 Jan 2022.
Current net transaction value: -$142,216.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HPE transaction

Common Stock

Options Exercise

Transaction value: $140,261
Shares: +11,348
Change %
Price: $12.36
Shares after: 11,348
Date: 07 Jun 2022
Ownership: Direct

HPE transaction

Common Stock

Sale

Transaction value: $173,172
Shares: -11,348
Change %: -100%
Price: $15.26
Shares after: 0
Date: 07 Jun 2022
Ownership: Direct
Footnotes: F1

HPE transaction

Common Stock

Options Exercise

Transaction value: $150,101
Shares: +16,999
Change %
Price: $8.83
Shares after: 16,999
Date: 07 Jun 2022
Ownership: Direct

HPE transaction

Common Stock

Sale

Transaction value: $259,406
Shares: -16,999
Change %: -100%
Price: $15.26
Shares after: 0
Date: 07 Jun 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HPE transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -11,348
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 07 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,348
Exercise price: $12.36
Footnotes: F2, F3

HPE transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -16,999
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 07 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,999
Exercise price: $8.83
Footnotes: F2, F3

HPE transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +243
Change %: +1.3%
Price
Shares after: 18,407
Date: 07 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 243
Exercise price
Footnotes: F4, F5

HPE transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +596
Change %: +1.4%
Price
Shares after: 43,251
Date: 07 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 596
Exercise price
Footnotes: F4, F6

HPE transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +1,410
Change %: +1.4%
Price
Shares after: 98,939
Date: 07 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,410
Exercise price
Footnotes: F4, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Footnote F2

This option became exercisable beginning on this date and is fully vested.

Footnote F3

This option is no longer exercisable beginning on this date.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Footnote F5

As previously reported, on 12/10/19, the reporting person was granted 50,505 Restricted Stock Units ("RSUs"), 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.9335 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 125.4783 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

Footnote F6

As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.9947 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 307.4832 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

Footnote F7

As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.