Strategic Value Special Situations Offshore Fund IV, L.P. - May 16, 2022 Form 3 Insider Report for CBL & ASSOCIATES PROPERTIES INC (CBL)

Role
10%+ Owner
Signature
/s/ James Dougherty - for Strategic Value Special Situations Offshore Fund IV, L.P., By: SVP Special Situations IV LLC, its investment manager, By: James Dougherty, Chief Financial Officer
Stock symbol
CBL
Transactions as of
May 16, 2022
Transactions value $
$0
Form type
3
Date filed
5/26/2022, 05:12 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CBL Common Stock, par value $0.001 per share 521K May 16, 2022 See footnotes F1, F13
holding CBL Common Stock, par value $0.001 per share 43.5K May 16, 2022 See footnotes F2, F13
holding CBL Common Stock, par value $0.001 per share 14.8K May 16, 2022 See footnotes F3, F13
holding CBL Common Stock, par value $0.001 per share 5.06K May 16, 2022 See footnotes F4, F13
holding CBL Common Stock, par value $0.001 per share 129K May 16, 2022 See footnotes F5, F13
holding CBL Common Stock, par value $0.001 per share 129K May 16, 2022 See footnotes F6, F13
holding CBL Common Stock, par value $0.001 per share 1.04M May 16, 2022 See footnotes F7, F13
holding CBL Common Stock, par value $0.001 per share 6.07K May 16, 2022 See footnotes F8, F13
holding CBL Common Stock, par value $0.001 per share 2.39K May 16, 2022 See footnotes F9, F13
holding CBL Common Stock, par value $0.001 per share 1.22M May 16, 2022 See footnotes F10, F13
holding CBL Common Stock, par value $0.001 per share 83.2K May 16, 2022 See footnotes F11, F13
holding CBL Common Stock, par value $0.001 per share 48.1K May 16, 2022 See footnotes F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held directly by Strategic Value Capital Solutions Master Fund, L.P. SVP Dislocation LLC is the investment manager of Strategic Value Capital Solutions Master Fund, L.P.
F2 Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Dislocation LLC is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P.
F3 Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Dislocation LLC is the investment manager of Strategic Value Capital Solutions Fund, L.P.
F4 Held directly by Strategic Value Sullivan Offshore Fund, L.P. SVP Dislocation LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2).
F5 Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P.
F6 Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P.
F7 Held directly by Strategic Value Special Situations Master Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Master Fund IV, L.P.
F8 Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P.
F9 Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P.
F10 Held directly by Strategic Value Special Situations Master Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Master Fund V, L.P.
F11 Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P.
F12 Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P.
F13 Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Dislocation LLC, SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 3 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

Remarks:

This Form 3 is one of two Form 3s filed relating to the same event. Combined, the two reports report the holdings for the following reporting persons: Strategic Value Partners, LLC, Victor Khosla, SVP Dislocation LLC, Strategic Value Capital Solutions Master Fund, L.P., Strategic Value Capital Solutions Offshore Fund, L.P., Strategic Value Capital Solutions Fund, L.P., Strategic Value Sullivan Offshore Fund, L.P., Strategic Value Opportunities Fund, L.P., SVP Special Situations III-A LLC, Strategic Value Special Situations Master Fund IV, L.P., Strategic Value Special Situations Offshore Fund IV, L.P., Strategic Value Special Situations Fund IV, L.P., SVP Special Situations IV LLC, Strategic Value Special Situations Master Fund V, L.P., Strategic Value Special Situations Offshore Fund V, L.P., Strategic Value Special Situations Fund V, L.P., SVP Special Situations V LLC, Strategic Value Excelsior Fund, L.P. and SVP Excelsior Management LLC. This Form 3 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 3 to a maximum of 10 reporting persons.