Jason Griffin New - 17 May 2022 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Director
Signature
/s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New
Issuer symbol
KODK
Transactions as of
17 May 2022
Net transactions value
$0
Form type
4
Filing time
19 May 2022, 16:30:29 UTC
Previous filing
17 Mar 2022
Next filing
24 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +10,000 +13% $0.000000 85,894 17 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 17 May 2022 Common Stock, par value $.01 10,000 $0.000000 Direct F1
transaction KODK Restricted Stock Units Award $0 +22,075 $0.000000 22,075 18 May 2022 Common Stock, par value $.01 22,075 $0.000000 Direct F2
holding KODK Stock Option (Right to Buy) 21,081 17 May 2022 Common Stock, par value $.01 21,081 $3.03 Direct F3
holding KODK Stock Option (Right to Buy) 6,416 17 May 2022 Common Stock, par value $.01 6,416 $4.53 Direct F3
holding KODK Stock Option (Right to Buy) 6,416 17 May 2022 Common Stock, par value $.01 6,416 $6.03 Direct F3
holding KODK Stock Option (Right to Buy) 3,666 17 May 2022 Common Stock, par value $.01 3,666 $12.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders.
F3 This option has fully vested as of the date of this report.