STANLEY A. ASKREN - 04 May 2022 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/Jacalyn Bolles, Attorney-in-Fact
Issuer symbol
ALSN
Transactions as of
04 May 2022
Net transactions value
$0
Form type
4
Filing time
06 May 2022, 15:08:23 UTC
Previous filing
22 Mar 2022
Next filing
18 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +2,985 +102% $0.000000 5,912 04 May 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -2,927 -100% $0.000000* 0 04 May 2022 Common Stock 2,927 Direct F3, F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -58 -14% $0.000000 346 04 May 2022 Common Stock 58 Direct F5, F6
transaction ALSN Restricted Stock Units Award $0 +3,746 $0.000000 3,746 05 May 2022 Common Stock 3,746 Direct F3, F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") and related dividend equivalent.
F2 Includes 58 dividend equivalents.
F3 Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.
F4 On May 6, 2021, the reporting person was granted 2,927 RSUs that vested on May 4, 2022.
F5 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F6 The dividend equivalent right accrued on previously awarded RSUs and vested on May 4, 2022.
F7 The RSUs represent the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy.
F8 The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F9 The number of RSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of the grant.