Judy L. Altmaier - May 4, 2022 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Jacalyn C. Bolles, attorney-in-fact
Stock symbol
ALSN
Transactions as of
May 4, 2022
Transactions value $
$0
Form type
4
Date filed
5/6/2022, 03:07 PM
Previous filing
Mar 22, 2022
Next filing
Jun 1, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Deferred Stock Units Award $0 +125 +1.2% $0.00 10.5K May 4, 2022 Common Stock 125 Direct F1, F2, F3, F4
transaction ALSN Deferred Stock Units Award $0 +3.75K +35.55% $0.00 14.3K May 5, 2022 Common Stock 3.75K Direct F2, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The deferred stock units ("DSUs") represent a quarterly payment of the reporting person's other fees under the Allison Transmission Holdings, Inc.'s ( the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.
F2 Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F3 The number of DSUs received was calculated based on $39.69, which was the closing price of the Company's common stock on the date of grant.
F4 The Forms 4 filed by the reporting person on August 10, 2021, November 9, 2021, and February 8, 2021, incorrectly reported the total number of DSUs owned, which has been corrected in this Form 4.
F5 The DSUs represent the portion of the reporting person's annual equity award under the Company's Sixth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.
F6 The DSUs vest on the date of the next annual meeting of the stockholders of the Company.
F7 The number of DSUs received was calculated based on $38.70, which was the closing price of the Company's common stock on the date of grant.