Beck Martin S A - Dec 30, 2021 Form 4 Insider Report for UpHealth, Inc. (UPH)

Signature
/s/ Martin S.A. Beck
Stock symbol
UPH
Transactions as of
Dec 30, 2021
Transactions value $
$0
Form type
4
Date filed
4/29/2022, 04:34 PM
Previous filing
Oct 22, 2021
Next filing
Jul 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPH Common Stock Other $0 -591K -16.92% $0.00 2.9M Dec 30, 2021 TTC Healthcare Partners, LLC F1, F2
transaction UPH Common Stock Other $0 -749K -25.79% $0.00 2.16M Jan 7, 2022 TTC Healthcare Partners, LLC F1, F2
transaction UPH Common Stock Other $0 -933K -43.29% $0.00 1.22M Mar 22, 2022 TTC Healthcare Partners, LLC F2, F3
transaction UPH Common Stock Other $0 +933K +100.47% $0.00 1.86M Mar 22, 2022 Rewi Enterprises, LLC F3
holding UPH Common Stock 220K Dec 30, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Distribution of Common Stock to direct members of TTC Healthcare Partners, LLC ("TTC").
F2 Mr. Beck has been an indirect equity owner and is the chairman of the board of directors of TTC, and as such, Mr. Beck may be deemed the beneficial owner of shares owned by TTC. Mr. Beck disclaims beneficial ownership of the shares held by TTC, except to the extent of his pecuniary interest therein, and the reporting herein of the shares held by TTC shall not be construed as an admission that Mr. Beck is the beneficial owner of those shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
F3 Distribution of Common Stock to Rewi Enterprises, LLC, which is a direct member of TTC and of which Mr. Beck is the sole owner.