JAMES R. LINES - 31 Aug 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
Chief Executive Officer, Director
Signature
/s/ Jennifer R. Condame, Attorney-in-Fact for James R. Lines
Issuer symbol
GHM
Transactions as of
31 Aug 2021
Net transactions value
$0
Form type
4
Filing time
26 Apr 2022, 18:07:24 UTC
Previous filing
11 Aug 2021
Next filing
16 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Disposed to Issuer $0 -3,268 -1.7% $0.000000 185,647 31 Aug 2021 Direct F1
transaction GHM Common Stock Disposed to Issuer $0 -9,804 -5.3% $0.000000 175,843 31 Aug 2021 Direct F2
transaction GHM Common Stock Disposed to Issuer $0 -9,450 -5.4% $0.000000 166,393 31 Aug 2021 Direct F3
transaction GHM Common Stock Disposed to Issuer $0 -28,348 -17% $0.000000 138,045 31 Aug 2021 Direct F4
transaction GHM Common Stock Disposed to Issuer $0 -13,063 -9.5% $0.000000 124,982 31 Aug 2021 Direct F5
transaction GHM Common Stock Disposed to Issuer $0 -26,126 -21% $0.000000 100,502 31 Aug 2021 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

JAMES R. LINES is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards.
F2 Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards.
F3 Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards.
F4 Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards.
F5 Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards.
F6 Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards.
F7 Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan.