Marissa T. Peterson - 21 Apr 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
Marissa T. Peterson
Issuer symbol
HUM
Transactions as of
21 Apr 2022
Net transactions value
$0
Form type
4
Filing time
21 Apr 2022, 16:12:46 UTC
Previous filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 2,044 21 Apr 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Restricted Stock Units 17,687 21 Apr 2022 Humana Common 17,687 Direct F1
holding HUM Restricted Stock Units 169 21 Apr 2022 Humana Common 169 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Marissa T. Peterson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F3 Includes 412 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/22. Award will be pro-rated based on number of months served on the board in the current year.