Lishan Aklog - 28 Mar 2022 Form 4 Insider Report for PAVmed Inc. (PAVM)

Role
Chairman and CEO, Director
Signature
/s/ Lishan Aklog
Issuer symbol
PAVM
Transactions as of
28 Mar 2022
Net transactions value
-$93,970
Form type
4
Filing time
11 Apr 2022, 18:24:27 UTC
Previous filing
23 Feb 2022
Next filing
18 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PAVM Common stock Tax liability $93,970 -79,636 -31% $1.18 176,277 28 Mar 2022 Direct F1
holding PAVM Common stock 2,303 28 Mar 2022 by daughter
holding PAVM Common stock 2,280 28 Mar 2022 by son
holding PAVM Common stock 4,456,570 28 Mar 2022 By Pavilion Venture Partners LLC F2
holding PAVM Common stock 20,000 28 Mar 2022 By HCFP/AG LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of payroll withholding tax liability using a portion of securities received from the company.
F2 Dr. Aklog is a member and sole manager of Pavilion Venture Partners LLC, and has sole voting and dispositive power over the securities held by this entity. Dr. Aklog disclaims beneficial ownership of securities held by this entity, except to the extent of his proportionate pecuniary interest therein.
F3 Dr. Aklog is a member and sole manager of Pavilion Venture Partners LLC, and has sole voting and dispositive power over the securities held by this entity. Dr. Aklog disclaims beneficial ownership of securities held by this entity, except to the extent of his proportionate pecuniary interest therein.