John Panikar - 21 Mar 2022 Form 4 Insider Report for LINDE PLC (LIN)

Role
Executive VP, APAC
Signature
Anthony M. Pepper, Attorney-in-fact
Issuer symbol
LIN
Transactions as of
21 Mar 2022
Net transactions value
-$699,365
Form type
4
Filing time
23 Mar 2022, 14:23:51 UTC
Previous filing
09 Mar 2022
Next filing
15 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +3,120 +21% $0.000000 18,226 21 Mar 2022 Direct F1
transaction LIN Ordinary Shares Tax liability $382,718 -1,228 -6.7% $311.66 16,998 21 Mar 2022 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +1,540 +9.1% $0.000000 18,538 21 Mar 2022 Direct F1
transaction LIN Ordinary Shares Tax liability $188,866 -606 -3.3% $311.66 17,932 21 Mar 2022 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +1,040 +5.8% $0.000000 18,972 21 Mar 2022 Direct F3
transaction LIN Ordinary Shares Tax liability $127,781 -410 -2.2% $311.66 18,562 21 Mar 2022 Direct F2
holding LIN Ordinary Shares 1,767 21 Mar 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Restricted Stock Units Options Exercise $0 -1,040 -100% $0.000000* 0 21 Mar 2022 Ordinary Shares 1,040 Direct F3
transaction LIN Performance Share Units Award $0 +3,120 $0.000000 3,120 21 Mar 2022 Ordinary Shares 3,120 Direct F4
transaction LIN Performance Share Units Options Exercise $0 -3,120 -100% $0.000000* 0 21 Mar 2022 Ordinary Shares 3,120 Direct F4
transaction LIN Performance Share Units Award $0 +1,540 $0.000000 1,540 21 Mar 2022 Ordinary Shares 1,540 Direct F5
transaction LIN Performance Share Units Options Exercise $0 -1,540 -100% $0.000000* 0 21 Mar 2022 Ordinary Shares 1,540 Direct F5
holding LIN Restricted Stock Units 1,430 21 Mar 2022 Ordinary Shares 1,430 Direct F6
holding LIN Restricted Stock Units 1,810 21 Mar 2022 Ordinary Shares 1,810 Direct F7
holding LIN Restricted Stock Units 840 21 Mar 2022 Ordinary Shares 840 Direct F8
holding LIN Stock Options (right to buy) 12,395 21 Mar 2022 Ordinary Shares 12,395 $270.99 Direct F9
holding LIN Stock Options (right to buy) 19,070 21 Mar 2022 Ordinary Shares 19,070 $253.68 Direct F10
holding LIN Stock Options (right to buy) 10,175 21 Mar 2022 Ordinary Shares 10,175 $173.13 Direct F11
holding LIN Stock Options (right to buy) 3,899 21 Mar 2022 Ordinary Shares 11,695 $176.63 Direct F12
holding LIN Deferred Stock Units 139 21 Mar 2022 Ordinary Shares 139 Direct F13, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock acquired pursuant to the payout of a performance share unit grant made on March 20, 2019 (the "PSU").
F2 Shares of common stock withheld from the payout to cover tax withholdings.
F3 Shares of common stock acquired pursuant to the payout of a restricted stock unit grant made on March 20, 2019.
F4 The PSU paid out on March 21, 2022 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2019-2021 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F5 The PSU paid out on March 21, 2022 and the number of shares awarded and paid out was determined based upon the total shareholder return ("TSR") of Linde plc from 2019-2021 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F6 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F7 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F8 Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F9 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F10 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F11 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
F13 Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F14 Deferred stock units acquired under the Linde Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.