Kelcey E. Hoyt - Mar 21, 2022 Form 4 Insider Report for LINDE PLC (LIN)

Role
Principal Accounting Officer
Signature
Anthony M. Pepper, Attorney-in-Fact
Stock symbol
LIN
Transactions as of
Mar 21, 2022
Transactions value $
-$342,514
Form type
4
Date filed
3/23/2022, 02:22 PM
Previous filing
Mar 9, 2022
Next filing
Aug 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +1.6K +33.83% $0.00 6.33K Mar 21, 2022 Direct F1
transaction LIN Ordinary Shares Tax liability -$156K -502 -7.93% $311.66 5.83K Mar 21, 2022 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +790 +13.56% $0.00 6.62K Mar 21, 2022 Direct F1
transaction LIN Ordinary Shares Tax liability -$109K -349 -5.27% $311.66 6.27K Mar 21, 2022 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +535 +8.54% $0.00 6.8K Mar 21, 2022 Direct F3
transaction LIN Ordinary Shares Tax liability -$77.3K -248 -3.65% $311.66 6.56K Mar 21, 2022 Direct F2
holding LIN Ordinary Shares 512 Mar 21, 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Restricted Stock Units Options Exercise $0 -535 -100% $0.00* 0 Mar 21, 2022 Ordinary Shares 535 Direct F3
transaction LIN Performance Share Units Award $0 +1.6K $0.00 1.6K Mar 21, 2022 Ordinary Shares 1.6K Direct F4
transaction LIN Performance Share Units Options Exercise $0 -1.6K -100% $0.00* 0 Mar 21, 2022 Ordinary Shares 1.6K Direct F4
transaction LIN Performance Share Units Award $0 +790 $0.00 790 Mar 21, 2022 Ordinary Shares 790 Direct F5
transaction LIN Performance Share Units Options Exercise $0 -790 -100% $0.00* 0 Mar 21, 2022 Ordinary Shares 790 Direct F5
holding LIN Restricted Stock Units 310 Mar 21, 2022 Ordinary Shares 310 Direct F6
holding LIN Restricted Stock Units 390 Mar 21, 2022 Ordinary Shares 390 Direct F7
holding LIN Restricted Stock Units 460 Mar 21, 2022 Ordinary Shares 460 Direct F8
holding LIN Stock Options (right to buy) 2.68K Mar 21, 2022 Ordinary Shares 2.68K $270.99 Direct F9
holding LIN Stock Option (right to buy) 4.1K Mar 21, 2022 Ordinary Shares 4.1K $253.68 Direct F10
holding LIN Stock Option (right to buy) 5.55K Mar 21, 2022 Ordinary Shares 5.55K $173.13 Direct F11
holding LIN Stock Option (right to buy) 6K Mar 21, 2022 Ordinary Shares 6K $176.63 Direct F12
holding LIN Stock Option (right to buy) 3.74K Mar 21, 2022 Ordinary Shares 3.74K $128.80 Direct F13
holding LIN Stock Option (right to buy) 5.15K Mar 21, 2022 Ordinary Shares 5.15K $128.38 Direct F13
holding LIN Stock Option (right to buy) 9.36K Mar 21, 2022 Ordinary Shares 9.36K $102.22 Direct F13
holding LIN Stock Option (right to buy) 10.5K Mar 21, 2022 Ordinary Shares 10.5K $118.71 Direct F13
holding LIN Stock Option (right to buy) 9.7K Mar 21, 2022 Ordinary Shares 9.7K $154.00 Direct F13
holding LIN Deferred Stock Unit 86.1 Mar 21, 2022 Ordinary Shares 86.1 Direct F14, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock acquired pursuant to the payout of a performance share unit grant made on March 20, 2019 (the "PSU").
F2 Shares of common stock withheld from the payout to cover tax withholdings.
F3 Shares of common stock acquired pursuant to the payout of a restricted stock unit grant made on March 20, 2019.
F4 The PSU paid out on March 21, 2022 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2019-2021 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F5 The PSU paid out on March 21, 2022 and the number of shares awarded and paid out was determined based upon the total shareholder return ("TSR") of Linde plc from 2019-2021 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F6 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F7 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F8 Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F9 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F10 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F11 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F13 This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F14 Conversion to Linde plc Ordinary Shares is on a one-for-one basis.
F15 Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.