David S. Graziosi - Mar 18, 2022 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chairman, President and CEO, Director
Signature
Jacalyn C. Bolles, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Mar 18, 2022
Transactions value $
-$8,008,360
Form type
4
Date filed
3/22/2022, 04:28 PM
Previous filing
Feb 25, 2022
Next filing
Jun 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Sale -$5.24M -134K -37.11% $38.98 228K Mar 18, 2022 Direct F1, F2
transaction ALSN Common Stock Sale -$2.77M -69.1K -30.33% $40.06 159K Mar 21, 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Dividend Equivalent Rights Award $0 +366 +72.62% $0.00 870 Mar 18, 2022 Common Stock 366 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $38.4600 to $39.3500. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $39.5600 to $40.4600. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.