Teresa van Niekerk - Mar 14, 2022 Form 3 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Global Purchasing & SQ
Signature
/s/ Jacalyn C. Bolles, attorney-in-fact (power of attorney filed herewith)
Stock symbol
ALSN
Transactions as of
Mar 14, 2022
Transactions value $
$0
Form type
3
Date filed
3/22/2022, 04:14 PM
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALSN Common Stock 9.89K Mar 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALSN Employee Stock Option (right to buy) Mar 14, 2022 Common Stock 5.89K $43.30 Direct F1
holding ALSN Employee Stock Option (right to buy) Mar 14, 2022 Common Stock 5.71K $49.60 Direct F2
holding ALSN Employee Stock Option (right to buy) Mar 14, 2022 Common Stock 6.76K $43.24 Direct F3
holding ALSN Employee Stock Option (right to buy) Mar 14, 2022 Common Stock 8.28K $43.13 Direct F4
holding ALSN Employee Stock Option (right to buy) Mar 14, 2022 Common Stock 9.91K $39.42 Direct F5
holding ALSN Restricted Stock Units Mar 14, 2022 Common Stock 2.25K Direct F6, F7
holding ALSN Restricted Stock Units Mar 14, 2022 Common Stock 1.84K Direct F7, F8
holding ALSN Restricted Stock Units Mar 14, 2022 Common Stock 3.3K Direct F7, F9
holding ALSN Dividend Equivalent Rights Mar 14, 2022 Common Stock 121 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vested on February 7, 2021.
F2 The options vested on February 20, 2022.
F3 The options vests on February 25, 2023.
F4 The option vests in three equal annual installments beginning on February 10, 2022.
F5 The option vests in three equal annual installments beginning on February 23, 2023.
F6 The restricted stock units ("RSUs") vest on February 25, 2023.
F7 Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock ("Common Stock"). RSUs earned dividend equivalents when dividends are declared on the Common Stock.
F8 The RSUs vest in three equal annual installments beginning on February 10, 2022.
F9 The RSUs vest in three equal annual installments beginning on February 23, 2023.
F10 The dividend equivalent rights vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Common Stock.