Rafael Basso - Mar 14, 2022 Form 3 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role: VP, Operations
Signature: /s/ Jacalyn C. Bolles, attorney-in-fact (power of attorney filed herewith)
Stock symbol: ALSN
Transactions as of: Mar 14, 2022
Transactions value $: $0
Form type: 3
Date filed: 3/22/2022, 04:09 PM
Next filing: Mar 22, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALSN	Common Stock						986	Mar 14, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALSN	Employee Stock Option (right to buy)							Mar 14, 2022	Common Stock	2.08K	$37.11	Direct	F1
holding	ALSN	Employee Stock Option (right to buy)							Mar 14, 2022	Common Stock	2.93K	$43.30	Direct	F2
holding	ALSN	Employee Stock Option (right to buy)							Mar 14, 2022	Common Stock	3.77K	$49.60	Direct	F3
holding	ALSN	Employee Stock Option (right to buy)							Mar 14, 2022	Common Stock	3.85K	$43.24	Direct	F4
holding	ALSN	Employee Stock Option (right to buy)							Mar 14, 2022	Common Stock	4.57K	$43.13	Direct	F5
holding	ALSN	Employee Stock Option (right to buy)							Mar 14, 2022	Common Stock	2.08K	$35.86	Direct	F6
holding	ALSN	Employee Stock Option (right to buy)							Mar 14, 2022	Common Stock	8.99K	$39.42	Direct	F7
holding	ALSN	Restricted Stock Units							Mar 14, 2022	Common Stock	1.05K		Direct	F8, F9
holding	ALSN	Restricted Stock Units							Mar 14, 2022	Common Stock	830		Direct	F9, F10
holding	ALSN	Restricted Stock Units							Mar 14, 2022	Common Stock	695		Direct	F9, F11
holding	ALSN	Restricted Stock Units							Mar 14, 2022	Common Stock	3K		Direct	F9, F12
holding	ALSN	Dividend Equivalent Rights							Mar 14, 2022	Common Stock	56		Direct	F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The options vested on February 22, 2020.
F2	The options vested on February 07, 2021.
F3	The options vested on February 20, 2022.
F4	The options vests on February 25, 2023.
F5	The option vests in three equal annual installments beginning on February 10, 2022.
F6	The option vests in three equal annual installments beginning on October 1, 2022.
F7	The option vests in three equal annual installments beginning on February 23, 2023.
F8	The restricted stock units ("RSUs") vest on February 25, 2023.
F9	Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock ("Common Stock"). RSUs earned dividend equivalents when dividends are declared on the Common Stock.
F10	The RSUs vest in three equal annual installments beginning on February 10, 2022.
F11	The RSUs vest in three equal annual installments beginning on October 1, 2022.
F12	The RSUs vest in three equal annual installments beginning on February 23, 2023.
F13	The dividend equivalent rights vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Common Stock.