Mark S. Lagomarcino - 12 Mar 2022 Form 3 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
SVP, General Counsel & Secty
Signature
Alex Montz
Issuer symbol
PFG
Transactions as of
12 Mar 2022
Net transactions value
$0
Form type
3
Filing time
22 Mar 2022, 14:36:47 UTC
Next filing
29 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PFG Common Stock 10,721 12 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PFG Employee Stock Option (Right to Buy) 12 Mar 2022 Common Stock 6,525 $62.78 Direct F1
holding PFG Employee Stock Option (Right to Buy) 12 Mar 2022 Common Stock 7,130 $63.98 Direct F2
holding PFG Employee Stock Option (Right to Buy) 12 Mar 2022 Common Stock 12,100 $53.09 Direct F3
holding PFG Employee Stock Option (Right to Buy) 12 Mar 2022 Common Stock 12,885 $51.73 Direct F4
holding PFG Employee Stock Option (Right to Buy) 12 Mar 2022 Common Stock 8,080 $58.68 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vested in three equal annual installments on (i) February 27, 2018; (ii) February 27, 2019; and (iii) February 27, 2020.
F2 The option vested in three equal annual installments on (i) February 26, 2019; (ii) February 26, 2020; and (iii) February 26, 2021.
F3 The option vested in three equal installments on (i) February 25, 2020; (ii) February 25, 2021; and (iii) December 31, 2021.
F4 4,295 vested on February 24, 2021 and 8,590 on December 31, 2021.