David A. Kaufman - Mar 15, 2022 Form 4 Insider Report for BALL Corp (BALL)

Role: President, Ball Aerospace
Signature: /s/ Charles E. Baker, attorney-in-fact for Mr. Kaufman
Stock symbol: BALL
Transactions as of: Mar 15, 2022
Transactions value $: $139,312
Form type: 4
Date filed: 3/17/2022, 07:28 PM
Previous filing: Feb 23, 2022
Next filing: Jun 2, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BALL	Common Stock	Options Exercise	$27.2K	+300	+2.48%	$90.75	12.4K	Mar 15, 2022	Direct	F1, F2
transaction	BALL	Common Stock	Tax liability	-$7.9K	-87	-0.7%	$90.75	12.3K	Mar 15, 2022	Direct	F2, F3
transaction	BALL	Common Stock	Options Exercise	$51K	+562	+4.56%	$90.75	12.9K	Mar 15, 2022	Direct	F1, F2
transaction	BALL	Common Stock	Tax liability	-$14.8K	-163	-1.27%	$90.75	12.7K	Mar 15, 2022	Direct	F2, F3
holding	BALL	Common Stock						5.42	Mar 15, 2022	401(k) Plan	F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BALL	Restricted Stock Units	Options Exercise	$0	-1.72K	-18.11%	$0.00	7.8K	Mar 15, 2022	Common Stock	1.72K		Direct	F2, F5, F6
transaction	BALL	Deferred Compensation Company Stock Plan	Options Exercise	$83.8K	+923	+3.33%	$90.75	28.7K	Mar 15, 2022	Common Stock	923		Direct	F2, F7, F8, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2	The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F3	Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F4	Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5	Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6	Lapse of restricted stock units.
F7	Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F8	Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F9	Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.