Key facts
- This page summarizes Thomas W. Sweet's Form 4 filing for Dell Technologies Inc. (DELL).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 17 Mar 2022, 19:01.
Thomas W. Sweet - 15 Mar 2022 Form 4 Insider Report for Dell Technologies Inc. (DELL)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- DELL
- Reported as of
- 15 Mar 2022
- Net transaction value
- -$1,298,386
- SEC form
- 4
- Accepted by SEC
- 17 Mar 2022, 19:01:04 UTC
- Prior SEC filing
- 18 Jan 2022
- Next SEC filing
- 16 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ James Williamson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas W. Sweet filed Form 4 for Dell Technologies Inc. (DELL) on 17 Mar 2022.
Change
- Previous filing in this sequence was filed on 18 Jan 2022.
- Current net transaction value: -$1,298,386.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DELL
transaction
Class C Common Stock
Award
- Transaction value
- $0
- Shares
- +28,801
- Change %
- +20%
- Price
- $0.000000
- Shares after
- 174,918
- Date
- 15 Mar 2022
- Ownership
- Direct
- Footnotes
- F1, F2
DELL
transaction
Class C Common Stock
Tax liability
- Transaction value
- $1,298,386
- Shares
- -25,589
- Change %
- -15%
- Price
- $50.74
- Shares after
- 149,329
- Date
- 15 Mar 2022
- Ownership
- Direct
- Footnotes
- F3
DELL
transaction
Class C Common Stock
Award
- Transaction value
- $0
- Shares
- +137,149
- Change %
- +92%
- Price
- $0.000000
- Shares after
- 286,478
- Date
- 15 Mar 2022
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents a grant of 28,801 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.
Footnote F2
On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan. As a result, the 63,165 RSUs previously reported as beneficially owned by the reporting person were adjusted and the reporting person now beneficially owns 153,115 RSUs following the grant referred to in footnote 1.
Footnote F3
Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019, March 15, 2020 and March 15, 2021.
Footnote F4
Represents 221,323 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2019, net of 84,174 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.