Anthony Charles Whitten - Mar 15, 2022 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role: Co-Chief Operating Officer
Signature: /s/ James Williamson, Attorney-in-Fact
Stock symbol: DELL
Transactions as of: Mar 15, 2022
Transactions value $: $0
Form type: 4
Date filed: 3/17/2022, 06:59 PM
Previous filing: Aug 18, 2021
Next filing: Aug 18, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DELL	Class C Common Stock	Award	$0	+63.4K	+7.13%	$0.00	952K	Mar 15, 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a grant of 63,364 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.
F2	On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan. As a result, the 451,580 RSUs previously reported as beneficially owned by the reporting person were adjusted and the reporting person now beneficially owns 952,099 RSUs following the grant referred to in footnote 1.

Content

Represents a grant of 63,364 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan. As a result, the 451,580 RSUs previously reported as beneficially owned by the reporting person were adjusted and the reporting person now beneficially owns 952,099 RSUs following the grant referred to in footnote 1.