Paul Marciano - 14 Mar 2022 Form 4 Insider Report for GUESS INC (GES)

Role
Chief Creative Officer, Director, 10%+ Owner
Signature
Jason T. Miller (attorney-in-fact)
Issuer symbol
GES
Transactions as of
14 Mar 2022
Net transactions value
$0
Form type
4
Filing time
15 Mar 2022, 18:13:21 UTC
Next filing
14 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GES Common Stock Gift $0 -42,350 -2.5% $0.000000 1,682,650 25 Jun 2021 by MM CRUT, LLC F1
transaction GES Common Stock Gift $0 -29,426 -1.8% $0.000000 1,632,668 30 Jun 2021 by MM Charitable Remainder Unitrust II F2
transaction GES Common Stock Gift $0 -30,000 -1.8% $0.000000 1,652,650 31 Dec 2021 by MM CRUT, LLC F1
transaction GES Common Stock Gift $0 -8,834 -0.54% $0.000000 1,623,834 03 Jan 2022 by MM Charitable Remainder Unitrust II F2
transaction GES Common Stock Gift $0 +7,905 +0.17% $0.000000 4,605,992 08 Feb 2022 by Maurice Marciano Trust F3
transaction GES Common Stock Gift $0 +8,294 +0.18% $0.000000 4,614,286 15 Feb 2022 by Maurice Marciano Trust F3
transaction GES Common Stock Award $0 +170,455 +45% $0.000000 549,783 14 Mar 2022 Direct F4
holding GES Common Stock 10,145,586 14 Mar 2022 by Paul Marciano Trust F5
holding GES Common Stock 349,491 14 Mar 2022 by PM 2021 Exempt Trust F6
holding GES Common Stock 170,666 14 Mar 2022 by G Financial Holdings, LLC F7
holding GES Common Stock 339,005 14 Mar 2022 by G Financial Holdings II, LLC F8
holding GES Common Stock 1,381,700 14 Mar 2022 by NRG Capital Holdings F9
holding GES Common Stock 103,801 14 Mar 2022 by Next Step Capital, LLC ( F10
holding GES Common Stock 554,940 14 Mar 2022 by Next Step Capital II, LLC F11
holding GES Common Stock 105,977 14 Mar 2022 by Exempt Gift Trust F12
holding GES Common Stock 370,309 14 Mar 2022 by Nonexempt Gift Trust F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by MM CRUT, LLC. The reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F2 Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F3 Shares are held by the Maurice Marciano Trust. The reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F4 Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
F5 Shares are held by the Paul Marciano Trust dated, 2/20/86.
F6 Shares are held by PM 2021 Exempt Trust. Shares previously held by Paul Marciano Special Exempt Trust which was merged into PM 2021 Exempt Trust.
F7 Shares are held by G Financial Holdings, LLC.
F8 Shares are held by G Financial Holdings II, LLC.
F9 Shares are held by NRG Capital Holdings, LLC.
F10 Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F11 Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F12 Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F13 Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.