Bruce D. Broussard - Feb 25, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Stock symbol
HUM
Transactions as of
Feb 25, 2022
Transactions value $
-$4,865,147
Form type
4
Date filed
3/1/2022, 03:22 PM
Previous filing
Feb 23, 2022
Next filing
Apr 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +29.8K +48.57% $0.00 91K Feb 25, 2022 Direct F10
transaction HUM Humana Common Tax liability -$4.87M -11.4K -12.48% $428.27 79.6K Feb 25, 2022 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 372 Feb 25, 2022 Humana Common 372 $268.47 Direct F1
holding HUM Options 13.5K Feb 25, 2022 Humana Common 13.5K $307.97 Direct F2
holding HUM Options 40.3K Feb 25, 2022 Humana Common 40.3K $350.79 Direct F3
holding HUM Options 30.4K Feb 25, 2022 Humana Common 30.4K $376.61 Direct F4
holding HUM Options 23.7K Feb 25, 2022 Humana Common 23.7K $425.06 Direct F5
holding HUM Restricted Stock Units 2.67K Feb 25, 2022 Humana Common 2.67K Direct F6, F7
holding HUM Restricted Stock Units 4.93K Feb 25, 2022 Humana Common 4.93K Direct F6, F8
holding HUM Restricted Stock Units 6.55K Feb 25, 2022 Humana Common 6.55K Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Performance Stock Units vested on 2/25/22, not required to be reported until vest.
F11 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.