BRUCE D. BROUSSARD - 25 Feb 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Issuer symbol
HUM
Transactions as of
25 Feb 2022
Net transactions value
-$4,865,147
Form type
4
Filing time
01 Mar 2022, 15:22:39 UTC
Previous filing
23 Feb 2022
Next filing
01 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +29,754 +49% $0.000000 91,009 25 Feb 2022 Direct F10
transaction HUM Humana Common Tax liability $4,865,147 -11,360 -12% $428.27 79,649 25 Feb 2022 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 372 25 Feb 2022 Humana Common 372 $268.47 Direct F1
holding HUM Options 13,470 25 Feb 2022 Humana Common 13,470 $307.96 Direct F2
holding HUM Options 40,290 25 Feb 2022 Humana Common 40,290 $350.79 Direct F3
holding HUM Options 30,425 25 Feb 2022 Humana Common 30,425 $376.61 Direct F4
holding HUM Options 23,734 25 Feb 2022 Humana Common 23,734 $425.06 Direct F5
holding HUM Restricted Stock Units 2,673 25 Feb 2022 Humana Common 2,673 Direct F6, F7
holding HUM Restricted Stock Units 4,929 25 Feb 2022 Humana Common 4,929 Direct F6, F8
holding HUM Restricted Stock Units 6,551 25 Feb 2022 Humana Common 6,551 Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Performance Stock Units vested on 2/25/22, not required to be reported until vest.
F11 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.