Heather Cox - Feb 25, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Dig Health & Analyt Off.
Signature
Heather Cox
Stock symbol
HUM
Transactions as of
Feb 25, 2022
Transactions value $
-$521,205
Form type
4
Date filed
3/1/2022, 03:21 PM
Previous filing
Feb 23, 2022
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +3.97K +121.54% $0.00 7.23K Feb 25, 2022 Direct F11
transaction HUM Humana Common Tax liability -$521K -1.22K -16.83% $428.27 6.01K Feb 25, 2022 Direct F12
holding HUM Humana Common 380 Feb 25, 2022 See Footnote F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 10.2K Feb 25, 2022 Humana Common 10.2K $332.68 Direct F1
holding HUM Options 5.39K Feb 25, 2022 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.37K Feb 25, 2022 Humana Common 5.37K $350.79 Direct F3
holding HUM Options 4.06K Feb 25, 2022 Humana Common 4.06K $376.61 Direct F4
holding HUM Options 2.88K Feb 25, 2022 Humana Common 2.88K $425.06 Direct F5
holding HUM Restricted Stock Units 357 Feb 25, 2022 Humana Common 357 Direct F6, F7
holding HUM Restricted Stock Units 658 Feb 25, 2022 Humana Common 658 Direct F6, F8
holding HUM Restricted Stock Units 794 Feb 25, 2022 Humana Common 794 Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Shares owned by spouse in an Individual Retirement Account.
F11 Performance Stock Units vested on 2/25/22, not required to be reported until vest.
F12 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.