Timothy S. Huval - Feb 25, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Stock symbol
HUM
Transactions as of
Feb 25, 2022
Transactions value $
-$731,057
Form type
4
Date filed
3/1/2022, 03:15 PM
Previous filing
Feb 23, 2022
Next filing
Apr 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +4.5K +65.21% $0.00 11.4K Feb 25, 2022 Direct F9
transaction HUM Humana Common Tax liability -$731K -1.71K -14.99% $428.27 9.68K Feb 25, 2022 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 2.04K Feb 25, 2022 Humana Common 2.04K $307.97 Direct F1
holding HUM Options 6.09K Feb 25, 2022 Humana Common 6.09K $350.79 Direct F2
holding HUM Options 5K Feb 25, 2022 Humana Common 5K $376.61 Direct F3
holding HUM Options 3.93K Feb 25, 2022 Humana Common 3.93K $425.06 Direct F4
holding HUM Restricted Stock Units 404 Feb 25, 2022 Humana Common 404 Direct F5, F6
holding HUM Restricted Stock Units 811 Feb 25, 2022 Humana Common 811 Direct F5, F7
holding HUM Restricted Stock Units 1.09K Feb 25, 2022 Humana Common 1.09K Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F7 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Performance Stock Units vested on 2/25/22, not required to be reported until vest.
F10 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.