| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHNG | Common Stock | Options Exercise | +7,704 | +7.2% | 115,022 | 20 Aug 2020 | Direct | F4 | ||
| transaction | CHNG | Common Stock | Disposed to Issuer | $99,613 | -7,704 | -6.7% | $12.93 | 107,318 | 20 Aug 2020 | Direct | |
| transaction | CHNG | Common Stock | Options Exercise | +10,974 | +10% | 118,292 | 17 Jun 2021 | Direct | F4 | ||
| transaction | CHNG | Common Stock | Disposed to Issuer | $253,170 | -10,974 | -9.3% | $23.07 | 107,318 | 17 Jun 2021 | Direct | |
| transaction | CHNG | Common Stock | Options Exercise | +7,704 | +7.1% | 115,865 | 01 Aug 2021 | Direct | F4 | ||
| transaction | CHNG | Common Stock | Disposed to Issuer | $167,254 | -7,704 | -6.7% | $21.71 | 107,318 | 01 Aug 2021 | Direct | |
| transaction | CHNG | Common Stock | Options Exercise | +7,704 | +7.2% | 115,022 | 28 Dec 2021 | Direct | F1, F2, F4 | ||
| transaction | CHNG | Common Stock | Disposed to Issuer | $165,174 | -7,704 | -6.7% | $21.44 | 107,318 | 28 Dec 2021 | Direct | F1, F2 |
| transaction | CHNG | Common Stock | Tax liability | $242,293 | -11,301 | -11% | $21.44 | 96,017 | 28 Dec 2021 | Direct | F2 |
| transaction | CHNG | Common Stock | Options Exercise | $668,821 | +57,657 | +60% | $11.60 | 153,674 | 29 Dec 2021 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHNG | Cash-Settled Restricted Stock Units | Options Exercise | $0 | -7,704 | -33% | $0.000000 | 15,408 | 20 Aug 2020 | Common Stock | 7,704 | Direct | F4, F5 | |
| transaction | CHNG | Cash-Settled Restricted Stock Units | Options Exercise | $0 | -10,974 | -100% | $0.000000* | 0 | 17 Jun 2021 | Common Stock | 10,974 | Direct | F4, F6 | |
| transaction | CHNG | Cash-Settled Restricted Stock Units | Options Exercise | $0 | -7,704 | -50% | $0.000000 | 7,704 | 01 Aug 2021 | Common Stock | 7,704 | Direct | F4, F5 | |
| transaction | CHNG | Cash-Settled Restricted Stock Units | Options Exercise | $0 | -7,704 | -100% | $0.000000* | 0 | 28 Dec 2021 | Common Stock | 7,704 | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | The original Form 4, filed on December 30, 2021 (the "December Form 4") is being amended to report the acquisition and disposition of shares in connection with the cash settlement of certain previously awarded RSUs. |
| F2 | The December Form 4, is being amended to remove the transaction reporting the acquisition of underlying certain RSUs, as such shares had already previously been reported at the time of grant of the RSUs, and to correct the number of shares withheld from the shares deliverable upon vesting of the RSUs to satisfy tax withholding requirements, as well as the amount of securities beneficially owned following the reported transaction. |
| F3 | The December Form 4 is being amended to correct the amount of securities beneficially owned following the reported transaction, as a result of the corrections noted above. |
| F4 | Each cash-settled restricted stock unit represents the contingent right to receive the cash value of one share of the Company's Common Stock upon vesting. |
| F5 | Pursuant to a grant on August 20, 2019, whereby (a) one-third to vests on each of August 1, 2021 and 2022 and (b) one-third vests on August 1, 2021, subject to accelerated vesting based on certain events. In connection with the anticipated transactions contemplated by the Agreement and Plan of Merger whereby the Issuer will be acquired by UnitedHealth Group Incorporated, the Compensation Committee of the Board of Directors of the Issuer accelerated the August 1, 2022 vesting date. |
| F6 | Pursuant to a grant on June 17, 2020, these cash-settled restricted stock units vested in full on June 17, 2021. |
Exhibit List: Exhibit 24 - Power of Attorney