Dana JH Pittard - Feb 17, 2022 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Defense Programs
Signature
/s/ Jacalyn C. Bolles, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 17, 2022
Transactions value $
-$11,035
Form type
4
Date filed
2/22/2022, 02:39 PM
Previous filing
Feb 14, 2022
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Gift $0 -506 -13.6% $0.00 3.22K Feb 17, 2022 Direct F1
transaction ALSN Common Stock Gift $0 +506 +5.62% $0.00 9.51K Feb 17, 2022 Pittard Living Trust F1
transaction ALSN Common Stock Options Exercise +1.97K +61.21% 5.18K Feb 20, 2022 Direct F2
transaction ALSN Common Stock Options Exercise +101 +1.95% 5.28K Feb 20, 2022 Direct F3
transaction ALSN Common Stock Tax liability -$11K -272 -5.15% $40.57 5.01K Feb 20, 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -1.97K -100% $0.00* 0 Feb 20, 2022 Common Stock 1.97K Direct F2
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -101 -49.27% $0.00 104 Feb 20, 2022 Common Stock 101 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents transfer of shares to the Pittard Living Trust.
F2 Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F3 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F4 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.