Huerth James T. - 18 Feb 2022 Form 4 Insider Report for AMERISERV FINANCIAL INC /PA/ (ASRV)

Role
President & CEO - Trust Co.
Signature
Sharon M. Callihan - Attorney-in-Fact
Issuer symbol
ASRV
Transactions as of
18 Feb 2022
Net transactions value
$0
Form type
4
Filing time
18 Feb 2022, 09:37:51 UTC
Previous filing
14 Jan 2022
Next filing
14 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRV Common Stock Options Exercise $31,356 +11,402 +66% $2.75 28,798 17 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRV Stock Option (Right to Buy) Options Exercise $31,356 -11,402 -30% $2.75 26,402 17 Feb 2022 Common Stock 11,402 $2.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vest in three equal annual installments beginning on 3/15/13 subject to acceleration or forfeiture in certain specified circumstances.