Jeanne K. Mason - 14 Feb 2022 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
SVP, Human Resources
Signature
/s/ Matthew Rice, as attorney in-fact for Jeanne K. Mason
Issuer symbol
BAX
Transactions as of
14 Feb 2022
Net transactions value
-$2,927,352
Form type
4
Filing time
16 Feb 2022, 15:05:08 UTC
Previous filing
14 Feb 2022
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Options Exercise $1,675,726 +54,143 +45% $30.95 175,242 14 Feb 2022 Direct F1
transaction BAX Common Stock, $1 par value Sale $3,037,525 -35,841 -20% $84.75 139,401 14 Feb 2022 Direct F2
transaction BAX Common Stock, $1 par value Sale $1,565,553 -18,302 -13% $85.54 121,099 14 Feb 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -18,047 -33% $0.000000 36,096 14 Feb 2022 Common Stock, $1 par value 18,047 $30.95 Direct F1
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -18,048 -50% $0.000000 18,048 14 Feb 2022 Common Stock, $1 par value 18,048 $30.95 Direct F1
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -18,048 -100% $0.000000* 0 14 Feb 2022 Common Stock, $1 par value 18,048 $30.95 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on November 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 6, 2022.
F2 Price reflects weighted average sales price. Range of prices for transactions are $84.37 through $85.26. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
F3 Price reflects weighted average sales price. Range of prices for transactions are $85.44 through $85.62. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.