Gary D. Kain - 11 Feb 2022 Form 4 Insider Report for AGNC Investment Corp. (AGNC)

Role
Director, Executive Chair, Director
Signature
Gary Kain
Issuer symbol
AGNC
Transactions as of
11 Feb 2022
Net transactions value
-$11,672,951
Form type
4
Filing time
15 Feb 2022, 16:23:13 UTC
Previous filing
21 Jan 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGNC Common Stock Sale $5,639,520 -400,000 -16% $14.10 2,066,178 11 Feb 2022 Direct F1, F2
transaction AGNC Common Stock Tax liability $3,213,671 -232,034 -11% $13.85 1,834,144 15 Feb 2022 Direct F3
transaction AGNC Common Stock Sale $2,819,760 -200,000 -23% $14.10 667,920 11 Feb 2022 By family trust F1
holding AGNC Series D Preferred Stock 10,900 11 Feb 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $13.99 to $14.26, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Includes 16,446 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
F3 Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.