Kimberly Swan - Dec 29, 2021 Form 5 Insider Report for First Bancorp, Inc /ME/ (FNLC)

Role
Director
Signature
Kimberly S. Swan
Stock symbol
FNLC
Transactions as of
Dec 29, 2021
Transactions value $
-$42,650
Form type
5
Date filed
2/14/2022, 04:35 PM
Previous filing
Dec 23, 2021
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNLC Common Stock Sale -$42.7K -1.35K -20.99% $31.59 5.08K Dec 29, 2021 Direct F1
holding FNLC Common Stock 579 Dec 29, 2021 Through Employee Stock Purchase Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction was completed by the broker without Director Swan's authority. Director Swan was not notified of the transaction until 2/12/22

Remarks:

Letter from broker acknowledging sale without Director Swan's know/edge/instruction is attached. Director Swan has return the profit from this transaction to the company.